We established this blog to share stories and information about topics relevant to our practice. Our intent is to regularly provide posts highlighting legal issues of local, state and national interest that we think you will find interesting. Check back later for...
Coral Gables Legal Blog
Retirement Income Crisis: Retire Early or Work 3 More Years to Pay Your broker’s Fees?
House Committee Unanimously Approves Bill to Address "Retirement Income Crisis" In rare showing of bipartisanship, this past Tuesday April 2, a key Committee of the House of Representatives, the House "Ways and Means committee," unanimously approved a bill designed to...
SEC – Brokers’ Conflicts of Interest Cost Investors Over $125 Million in Mutual Fund Over-Charges
79 Different Brokers and Investment Advisors have settled charges that they engaged in numerous violations including mutual fund over-charges and undisclosed conflicts of interest that cost investors over $125 million.1 These charges harm investors by unfairly...
