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Coral Gables Legal Blog
Retirement Income Crisis: Retire Early or Work 3 More Years to Pay Your broker’s Fees?
House Committee Unanimously Approves Bill to Address "Retirement Income Crisis" In rare showing of bipartisanship, this past Tuesday April 2, a key Committee of the House of Representatives, the House "Ways and Means committee," unanimously approved a bill designed to...
SEC – Brokers’ Conflicts of Interest Cost Investors Over $125 Million in Mutual Fund Over-Charges
79 Different Brokers and Investment Advisors have settled charges that they engaged in numerous violations including mutual fund over-charges and undisclosed conflicts of interest that cost investors over $125 million.1 These charges harm investors by unfairly...